The effect of changing sexual activity on HIV prevalence

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Abstract

In a one-sex preferred mixing model, reductions in the rate of partner change by those with low sexual activity increase the average probability of HIV infection in the remaining pool of available partners. This increases prevalence among people with high activity, and since high activity people disproportionately influence the spread of HIV, may increase long-run prevalence in the population as a whole. Calculations using the model and survey data on sexual activity indicate that in low prevalence populations, many people have low enough activity that reductions in their activity might increase the endemic steady-state prevalence. If these results prove robust in more realistic models, they would support the case for targeting public health messages urging reduced sexual activity to high activity people.

Introduction

This paper shows that, in a simple single-sex preferred mixing model, increases in the frequency of partner change by low-activity people may reduce long-run HIV prevalence. To see the intuition, suppose that 9 partners per year were required for HIV to be endemic in a homogeneous population. Consider a population in which a small minority had 10 partners a year, and the majority had no partners at all. In this population, the disease would persist among the active minority. Suppose that the inactive majority decided to have 1 partner each over their lifetimes, that the groups mixed randomly, and that the proportions of the two groups were such that on average the high-activity people might have 5 partnerships a year with the low-activity people and 5 a year with other high-activity people. In this case, the disease would die out, because half the new infections would occur among low-activity people who would not infect others.

To see the intuition slightly more mathematically, recall that, under a simple random mixing model, the disease dies out or is endemic according to whether the threshold function, R0, is greater or less than 1, whereR0=βδμ+σ2μ;μ and σ are the mean and standard deviation of the rate of partner change, and β and δ are the birth and death rates [1].

This can be rewritten asR0=βδΣαkik2Σαkik,where there are N groups in the population classified by the number of partners per year, ik, and each group represents a portion αk of the population. Differentiating with respect to ik shows that small increases in activity by individuals with activity less than 12μ+σ2 will reduce R0. Consider a population on a knife-edge between endemic HIV and the disease dying out, so that R0=1. If members of the population with activity less than 12μ+σ2 increase activity, R0 will decrease, and the disease will die out. In fact, a uniform small increase in activity by the entire population will reduce R0 if σ>μ [2].

It turns out that these effects on the stability of the endemic steady-state are far too sensitive to the assumption of homogeneous mixing among sexual partners to be of empirical importance. As we show in this paper, however, similar effects may apply to the level of steady-state prevalence, even if the disease remains endemic: namely, an increase in activity by low-activity members of the population may decrease prevalence in the long run. These effects on prevalence are robust enough with respect to preferred mixing among sexual partners that they may be of some practical significance.

In particular, crude calibration of a simple single-sex model using survey data on sexual activity suggests that these counter-intuitive effects may be more than just a theoretical curiosity. We develop expressions for a cut-off level of sexual activity such that increases in activity in the groups below this level will reduce steady-state prevalence. More than 80% of the population in a comprehensive study of sexual activity in the UK had low enough activity that reductions in activity would increase steady-state prevalence in a standard single-sex susceptible-infected (SI) epidemiological model with preferred mixing. Simulations using this simple model suggest that if everybody who had 1 partner every 5 years reduced their frequency of partner change by 5%, steady-state prevalence would increase by 7% under random mixing. However, the simulations also indicate that for reasonable parameter values, increases in activity would not lead to the eradication of the disease.

There are several important caveats. First, reductions in activity by low-activity people could only increase steady-state prevalence in populations that have low steady-state prevalence given current activity levels and transmission probabilities. The counterintuitive effects discussed in this paper thus may be relevant for heterosexuals in developed countries, but not for homosexuals, heterosexuals in the highest-prevalence areas of Africa, or IV drug users. Second, increases in activity by low-activity people will increase prevalence temporarily. Third, we consider the effects of changes in activity by one group while keeping the activity levels of all other groups constant. The conclusions in this paper may be weakened if reductions in activity by low-activity people make it harder for high-activity people to find partners, and they consequently reduce their own activity. More generally, since the model abstracts from important features of the epidemic (for example, our model does not allow concurrent partnerships or different sexes), the results should be considered provisional.

To the extent that the results of this paper prove robust in more realistic models, though, they reinforce arguments for targeting public health messages urging reductions in the frequency of partner change to high-activity people. Because anyone increasing activity will, at least in the short term, increase his or her risk, we would absolutely never recommend public health messages designed to increase activity by lower activity groups: people have a reasonable right to expect that public health policy will not act directly to increase their individual risk, even for the sake of a long-term reduction in prevalence in the population as a whole.

A large literature examines the dynamics of sexually transmitted diseases under a variety of mixing patterns, and considers the effect of changes in activity 1, 3, 4, 5, 6, 7, 8, 9, 10. Both the present study and that of Kremer 2, 11 follow independent work by Whitaker and Rentin [12]. They show that in a two group example with random mixing, an increase in activity by the low-activity group may reduce steady state prevalence. They, however, explicitly disclaim empirical relevance of its model for AIDS. Our analysis differs from Whitaker and Rentin [12] in that it extends the results to a preferred mixing model with an arbitrary distribution of activity, and uses empirical data to show that these effects may be important in low-prevalence populations, but not in high-prevalence populations.

Kremer [11] analyzes the externalities from sexual activity using the economic concept of asymmetric information. This paper presents the results in purely epidemiological terms. It also further develops the theory and mathematical methods of Ref. [11] using a different approach to determine the cut-off levels of activity, and extending the theory to models with preferred mixing. Kremer [2] considers how the argument in this paper is modified if high-activity people change their activity in response to changes in activity by low-activity people.

The paper is organized as follows: In Section 2, we define the model we use, and cite some results concerning its stability and the endemic steady state. In Section 3, we solve for the cut-off levels of activity below which increasing activity reduces steady-state prevalence among other members of the population, or prevalence in the population as a whole. In Section 4, we examine the special case of random mixing. In Section 5, we calculate the cut-off values of activity under a preferred mixing model using data on the frequency of partner change among heterosexuals in the UK. Section 6discusses the time-path of prevalence in response to reductions in the rate of partner change. In Section 7, we discuss directions for future research and possible policy implications.

Section snippets

The SI model with preferred mixing

We use a simplified version of the preferred mixing SI model as presented by Jacquez et al. [13]. In this model, people are born and die according to a Poisson process with parameter δ, independent of whether or not they are infected. There are N groups of people, classified by the number of sexual partners they have per year, ik, where k∈{0,…,N−1}, and each group represents a proportion αk of the total population. The mean sexual activity per year is μ=∑k=0N−1αkik, and the variance of sexual

The effects of changing activity on prevalence

In this section, we consider the effects on steady-state pool-risk, Λ, and prevalence, Y, of changing the activity level of one of the groups. To this end, we shall always assume that 0⩽γ<1, so there is at least some cross-group mixing.2 For now, we restrict attention to the case in which G>1, so that the endemic steady state

The special case of random mixing

We now specialize to the case of random mixing, in which γ=0. In this case, we obtain stronger results about the existence and uniqueness of jt, the activity level below which long-run average prevalence is reduced by increases in activity. We also obtain a simple closed form expression for jt in terms of the activity weighted prevalence, Λ, and the system parameters.

It is well known that if γ=0, the endemic steady state will exist and be locally asymptotically stable if and only if μ+σ2/μ>1 [1]

Simulations calibrated to data from UK heterosexuals

In this section, we apply the model to data on rates of partner change taken from The National Survey of Sexual Attitudes and Lifestyles (NATSSAL), a comprehensive survey of sexual behavior in the UK encompassing some 18 000 people. It found that the mean number of heterosexual partners in the last five years was 1.98 and the variance was 19.03 [14]. We use data from the heterosexual population, because the sample was too small to make reliable inferences about the homosexual population. Our

Dynamics

This paper mostly focuses on comparing steady states. Even if increases in rates of partner change cause decreases in long-run prevalence, they must, in the short run, increase prevalence. It is, therefore, also useful to briefly examine the time-path of prevalence in response to reductions in the frequency of partner change.

The transition period required before prevalence increases in response to a reduction in activity is fairly long under the simple SI model used in this paper, but much

Directions for future research

This paper has shown that, in a preferred mixing, single-sex model, reductions in the frequency of partner change by low-activity people may increase the long-run prevalence of HIV/AIDS in populations that would have low steady-state prevalence given current activity levels. Given the limitations of the data, the simplifying assumptions of the model, and the fact that the model examines a homosexual population while the data are from heterosexuals, extreme caution should be used before applying

Acknowledgements

We thank Roy Anderson, Marie Claude Boilly, Gary Becker, Peter Diamond, Geoffrey Garnett, Sunetra Gupta, Anne Johnson, Ed Kaplan, Tomas Philipson, Jane Wadsworth, and two anonymous referees for comments and discussion; and Anne Johnson and Jane Wadsworth for generously providing data. We are particularly grateful to Ed Drozd, Ted Miguel, Cesaltina Pires, and Andrei Sarychev for excellent research assistance.

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